Securities

The firm has a sizeable securities practice. The firm's attorneys provide advice to a number of public companies regarding compliance issues and are also engaged as special counsel on a transactional basis by other issuers. The firm's expertise includes federal and state registrations, private placements and 1934 Act, as well as the Investment Company Act, Investment Advisor Act and broker-dealer compliance. The firm's securities practice also includes litigation and arbitration of disputes involving allegations of securities fraud.